- Designation:
Compliance Manager
- Description:
- 21 years investment compliance and financial services experience
- M.B.A., Sam Houston State University, 2001; B.B.A., Sam Houston State University, 1995
- 21 years investment compliance and financial services experience
- M.B.A., Sam Houston State University, 2001; B.B.A., Sam Houston State University, 1995
- Professional Background: Vaughan Nelson since 2010; Compliance Analyst, NEXT Financial Group (2008-2010); Investment Services Manager, AIM Funds (1996-2005)
- Vaughan Nelson Responsibilities: Compliance
