- Designation:
Chief Compliance Officer
- Department:
Risk | Compliance
- Description:
- 31 years investment compliance and financial services experience
- B.S. Political Science and Spanish, Santa Clara University, (1993)
- 31 years investment compliance and financial services experience
- B.S. Political Science and Spanish, Santa Clara University (1993)
- Professional Background: Vaughan Nelson (since 2006); Senior Compliance Officer, Invesco Ltd. (2000-2006); Supervisor, AIM Investment Services, Inc. (1997-2000); Senior Service Representative, AIM Investment Services, Inc. (1996-1997); Service Representative, AIM Investment Services, Inc. (1994-1996)
